Kraken says US SEC to dismiss lawsuit against the cryptocurrency exchange
KRAKEN, one of the world’s largest cryptocurrency exchanges, said on Monday (Mar 3) that the US Securities and Exchange Commission ...
Tag: SEC
BlackRock resumes talks with companies following SEC guidance
BLACKROCK has restarted its investment stewardship meetings with companies after a short pause used to assess new US Securities and ...
Poilievre says he won’t need Sec. 33 to lock up fentanyl dealers
Breadcrumb Trail LinksNewsCanadaCanadian PoliticsPoilievre said judges 'are going to be obliged' to uphold the law he's promising, given its intent ...
Elon Musk sued by SEC over late 2022 disclosure of Twitter stake
The U.S. Securities and Exchange Commission sued Elon Musk on Tuesday, alleging failure to timely disclose that he bought more ...
SIA Engineering adds MOM perm sec Ng Chee Khern to board
SIA Engineering has appointed Ng Chee Khern, the permanent secretary of the Ministry of Manpower, as an independent non-executive director, with ...
US SEC fines Blackstone, KKR, Apollo, others in texting crackdown
AFFILIATES of Blackstone, KKR, Apollo Global Management and Charles Schwab are among a dozen investment advisers and brokerages that will ...
Hong Leong Asia appoints MOM perm sec Ng Chee Khern as board member
He is the brother of National Trades Union Congress secretary-general Ng Chee MengINDUSTRIAL conglomerate Hong Leong Asia has appointed Ng ...
US SEC crypto enforcement slated for major rollback under Trump
THE crypto industry poured millions of US dollars into the presidential and congressional races, but its most salient election victory ...
SEC to increase scrutiny of AI tools used by brokers, advisers
THE US Securities and Exchange Commission’s (SEC) examiners will step up scrutiny of financial firms’ use of artificial intelligence (AI) ...
US SEC gives green light for options listing for spot Bitcoin ETFs to NYSE
THE US securities regulator has granted “accelerated approval” to 11 exchange-traded funds (ETFs) to list and trade options tied to ...
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